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Neck PainArticle 1 | Article 2 | Article 3 | Article 4 | Article 5 | Article 6Article 7 | Article 8 | Article 9 Relative effectiveness and adverse effects of cervical manipulation, mobilisation and the activator instrument in patients with sub-acute non-specific neck pain: results from a stopped randomised trial Hugh Gemmell1 and Peter Miller2 Chiropractic & Osteopathy 2010, 18:20doi:10.1186/1746-1340-18-20 The electronic version of this article is the complete one and can be found online at: http://www.chiroandosteo.com/content/18/1/20 Received: 14 December 2009 Abstract Background Methods Results Conclusions Background Neck pain is a common disorder [1-6]. About 70% of adults will experience neck pain during their lifetime, and its point prevalence in the general population is around 22% [1,5,7-12]. After low back pain, neck pain is the most common reason patients give for seeking chiropractic care, and the second most common reason for the use of spinal manipulation [13,14]. Treatment of neck pain is costly in terms of utilisation of health care services, disability, compensation payments and lost work productivity [3,4,15,16]. Manipulation and mobilisation are both commonly used by chiropractors, osteopaths and manipulative physiotherapists to treat neck pain [17-21]. Among chiropractors the Activator instrument is also a commonly used form of spinal manipulation [22-24]. The cause of neck pain is multifactorial and can be due to musculoskeletal conditions, trauma, systemic conditions, infections, inflammatory conditions or neoplasm [1,4]. Usually, the underlying cause of neck pain is non-specific and cannot be related to a particular pathology as a cause of the presenting symptoms [1,4,25]. Numerous systematic reviews [1-3,5,15,26,27] have assessed the evidence for the effectiveness of cervical spine manipulation and mobilisation in the treatment of non-specific neck pain. The results of these reviews for effectiveness are inconclusive with failure to show any one therapy as superior to any other. Five studies have directly compared cervical manipulation and mobilisation with inconclusive results [8-10,28,29]. The quality of these studies are, in the main, poor with inadequate sample sizes, inappropriate and non-validated outcome measures, inadequate follow-up and lack of a placebo comparison group. Bogduk [30] suggests that for neck pain there are no data from any study determining the proportion of patients that are pain free after manual therapy. Moreover, Peloso and Gross [31] suggest that due to the uncertainty of the results obtained in the limited number of studies of manipulation and mobilisation for neck pain, further studies are needed to compare the different therapies available for neck pain. Very few clinical trials have studied manual therapy for subacute neck pain [15,27,32,33], with the research emphasis being placed on those subjects with complaints lasting for longer than 6 months [34]. Further, there is a dearth of evidence for the long-term effects of treatments for subacute neck pain [35]. Evans et al. [36] also state that there is a paucity of research evaluating the efficacy of common treatments for acute and subacute neck pain and, therefore, there is a lack of evidence to determine if the treatment of subacute neck pain could reduce the occurrence of chronic neck pain. The category of subacute non-specific neck pain was selected for investigation to help fill the large gap in the literature regarding effective treatments for this category of neck pain. Harm from cervical manipulation is unknown, but estimates range from one in 20,000 to five in 10,000,000 [2]. Ernst [37] states that manipulation of the cervical spine is associated with serious complications, and even minor adverse effects should be a contraindication to further spinal manipulation. However, this impression was based entirely on case reports. As part of the University of California Los Angeles (UCLA) neck pain study, adverse reactions to cervical manipulation and mobilisation were determined [7]. Over 30% of the participants had reactions to treatment. Increased neck pain and stiffness were the most common symptoms; however, there were 212 adverse symptoms reported from chiropractic care. Those randomised to manipulation were more likely than those randomised to mobilisation to report adverse effects within 24 hours of treatment. A recent paper in the physiotherapy literature suggests that the benefits of cervical manipulation have not been established, and the associated risks of manipulation could be very serious [19]. Di Fabio [38], based on a literature review, suggests mobilisation should be used as an alternative to cervical manipulation until more definitive information on the benefits and risks of manipulation are known. However, Cassidy et al. [39] in a recent study of stroke associated with GP visits and chiropractor visits found the risk was equal for patients consulting either practitioner. This suggests that cervical manipulation may not be a cause of stroke, but associated with a stroke in progress. Due to difficulty in recruiting appropriate subjects to the study we stopped the trial. The purposes of the study were then to (1) describe the trial protocol, (2) report on the results obtained for relative effectiveness of the three types of manual therapy and their perceived adverse effects, (3) discuss the problems we encountered in conducting this study. Methods We conducted a pragmatic, randomised comparative trial among patients with subacute (at least 4 weeks, but no longer than 12 weeks duration) non-specific neck pain. The study was conducted in the outpatient clinic of the Anglo-European College of Chiropractic (AECC) during two recruitment phases: January through July 2007 and January through March 2008. The study received ethics approval from AECC, and recruitment, assessments and data analyses were conducted at AECC. Participants Randomisation Study protocol We asked participants to record their medication use, including all drugs taken for pain, in a specially designed diary during the first three weeks after beginning treatment. Participants were also asked to record perceived prevalence and time of onset and duration for each adverse effect in a diary during the first three weeks after starting treatment. The categories of adverse effects were similar to those used by Hurwitz et al. [7]: increased neck pain, stiffness and soreness; radiating pain and discomfort; tiredness/fatigue; headache; dizziness, imbalance; nausea, vomiting; blurred or impaired vision; ringing or noises in the ear; arm or leg weakness; arm or leg numbness; confusion, disorientation; depression, anxiety; and any other adverse effect. The diaries on medication use and adverse effects were collected by the clinician on the last treatment visit or the participant posted these in a stamped self-addressed envelope. During the baseline visit, a clinician assessed the volunteer on the inclusion and exclusion criteria and informed the person about the study. A complete history of neck pain, associated conditions, red flags and prior treatment were recorded. Physical examination followed a standard format, including a neurological screen, looking for contraindications to manipulation and exclusions to participation. After this the clinician decided if radiographs were necessary. None of the participants required x-rays. Those who were eligible and agreed to participate were asked to read the Information Form and sign the Informed Consent Document. At this time the clinician gave the participant all the baseline demographic and outcome measures to complete. The clinician exited the room to allow the participant to complete the forms without interference. Interventions Manipulation Mobilisation The manner of delivery between manipulation and mobilisation differed, with mobilisation having rhythmically applied smaller movements within a joint's physiological range, whereas manipulation used a single impulse of high velocity and low amplitude beyond the physiological range of the joint. Activator Instrument Outcome measures Patient Global Impression of Change (PGIC) was the primary outcome measure [40] and is determined by self-assessment on a 7-point scale (1 = very much improved, 2 = much improved, 3 = minimally improved, 4 = no change, 5 = minimally worse, 6 = much worse, and 7 = very much worse). The PGIC is a single item extrapolated from the Clinician's Global Impression of Change (CGIC) tool [41]. It is used to assess response primarily in psychopharmacological research [42]. The CGIC assessment has been shown to be a valid outcome measure suitable for routine use, reliable, and it is sensitive to change [43]. The PGIC has been used as the primary outcome in trials of exercise and fibromyalgia [44], trials of the treatment of pain syndromes have adopted the PGIC as a primary outcome measure [45], and it has been suggested as useful in manual therapy research [42]. While change in mean group scores may be statistically significant, the change may be of little use to the clinician and patient [40,46-48]. Salaffi et al. [46] have determined that "much improved" or "very much improved" means a clinically important change for the patient. Therefore participants selecting one of these options were considered to have had a clinically meaningful improvement. The PGIC has been extensively used by pain researchers as a standard outcome and for comparison to other outcome measures [49-52]. It is commonly used to assess patient's own impressions of change [53,54]. It is intuitively logical when considering statistical significance and clinical significance [55]. Yalcin and Bump [56] assessed construct validity of the PGIC compared to three independent measures of improvement and they found appropriate and significant associations between the measures. Evangelou et al. [57] analysed 63 different treatments in 240 trials covering 18 conditions and found the PGIC assessments of the effects of treatment are on average similar to those of the CGIG with an OR = 0.98 (95% CI = 0.88 to 1.08). Farrar et al. [58] also found a high correlation between the CGIC and the PGIC, which they felt added credibility to the validity of the PGIC. They went on to use the PGIC as the "gold standard" to determine change in the numerical rating scale for pain that is clinically significant. Demyttenaere et al. [59] found patient rated global improvement was significantly associated with the Symptom Check List-90-Revised and the Beck Depression Inventory. They concluded that patients with major depressive disorder with at least moderate nonspecific pain consider improvement globally by using pain, depression, and anxiety in their overall impression of improvement. Demyttenaere et al. [59] feel this global judgement is more representative of the actually observed and clinically relevant status or change. Therefore, the primary endpoint with respect to relative effectiveness was the proportion of participants marking "much improved" or "very much improved" from baseline to the 12-month follow up. However, reliability in the form of internal consistency and test-retest reliability is difficult to determine for global impression of change scales as internal consistency relates individual items of a questionnaire to the total score (global scales are composed of a single question), and test-retest reliability would require subjects to rate global change twice for the same problem with the same period of improvement. Construct validity may be supported by looking at the relationship between physical outcomes and patient-reported outcomes [60]. A secondary outcome measure was the neck BQ developed by Bolton and Humphreys [25] for use in patients with non-specific neck pain. This self-assessment questionnaire contains separate pre- and post-treatment sections. It uses 11-point numerical rating scales for pain, functional and social activity, depression, anxiety, coping ability and fear avoidance behaviours. The instrument has been shown to be reliable, valid, responsive to change and able to detect and quantify clinically significant improvement [25,60-63]. All measurements were treated as continuous variables and analysed for differences between and within the groups using the total raw score. Other secondary measures included the Short-Form Health Survey (SF-36v2), and pain level taken from the neck BQ. SF-36v2 component subscales of physical health (PCS) and mental health (MCS) were treated as continuous variables and used to compare differences between and within the groups. This instrument is commonly used in research and has been shown to be reliable and valid [64-66]. The 11-point numerical rating scale for pain is a valid and reliable measure of pain intensity [67-70]. All measurements were treated as continuous variables and analysed for differences between and within the groups. Statistical analysis Results Between January 2007 and March 2008, 123 patients were assessed for eligibility. Reasons for exclusion of 76 patients were neck pain for longer than 12 weeks (n = 45), neck pain for longer than 12 weeks and pain <4 on the NRS (n = 12), pain <4 on the NRS (n = 7), cervical radiculopathy (n = 5), neck pain for less than 4 weeks (n = 2), contraindications to manipulation (n = 2), pain <4 on the NRS and nerve root lesion (n = 1), neck pain for longer than 12 weeks and headache worse than neck pain (n = 1), and spinal manipulation in prior six months (n = 1). In March of 2008 we had to terminate recruitment of patients. At that time 47 participants had been included. Of these 47 participants, 16 were allocated to manipulation, 16 to the Activator instrument, and 15 to the mobilisation group (figure 1). Figure 1. Flow chart for patient recruitment and follow up. For each follow up point the number of participants completing each of the outcome measures is indicated. Table 1. Baseline variables of the three interventions (Activator, Manipulation and Mobilisation) Table 2. Comparison between treatment groups for Patient Global Impression of Change adjusted for baseline covariants Table 3. Comparison between the treatment groups for the Bournemouth Questionnaire adjusted for baseline covariants Table 4. Comparison between the treatment groups for pain adjusted for baseline covariants Table 5. Comparison between the groups for the Mental Component Summary of the SF-36v2 adjusted for baseline covariants Table 6. Comparison between the groups for the Physical Component Summary of the SF-36v2 adjusted for baseline covariants Table 7. Adverse effects Table 8. Number of participants in each group using rescue medication Table 9. Within group change from baseline to the 12-month end point The trial was not designed to evaluate the individual components of the treatments, but to compare the relative effect of adding a different form of spinal dysfunction correction to a package of care used by most chiropractors and osteopaths. This package of care consisting of TrP therapy, exercise advice and ergonomic advice may have its own beneficial effects [72-82], and we wanted to determine the benefit of adding each of the forms of manipulation used. We had difficulty in recruiting participants and stopped the trial before its expected completion. Key findings If further studies also show that equal results may be achieved using either Activator, diversified or mobilisation, perhaps our understanding of the putative lesion we treat may need to be revised. Currently, most osteopaths and chiropractors would suggest that manipulation restores normal joint play to a dysfunctional spine joint [83-91]. We now know that the surrounding fascia of a spine joint contains many more sensory receptors than the spine joint itself [87-91]. Recent research suggests that mechanical stimulation of an acupuncture needle and manual therapy procedures affect the network of fibroblasts via a process called mechanotransduction that can affect gene expression within the cell explaining the long-term effects achieved with these therapies [91-96]. This would also help explain how different methods of mobilisation from reflex methods to HVLA manipulation seem to have equal effects [5,10,15,26,27,29,97]. Adverse effects We have no explanation as to why mobilisation was perceived as more likely to cause an adverse effect compared to manipulation other than to suggest that while manipulation involved a quick thrust, segmental mobilisation was delivered to a specific point and mobilised over a longer period of time. If the point being mobilised was tender, then the participant may have viewed this as harmful. A greater proportion of those in the Activator instrument group had to resort to rescue medication as compared to those in the manipulation and mobilisation groups. This may be explained by a significantly higher level of pain in the Activator instrument group at baseline. Difficulties in recruitment Our problems with recruitment were similar to those noted by Vernon et al. [99] in their study of tension-type headache. We considered a multicentre study may be a way in the future to obtain larger sample sizes; however, Vernon et al. [99] noted a problem with this approach in that it produced variation in delivery of trial protocols. Perhaps if this factor can be controlled a multicentre study could be a way of increasing numbers in a trial. While we gave free care to all participants to increase participation, perhaps remuneration for participating could have increased the number of those willing to be involved. However, this would affect external validity of the study as those being paid to participate may be fundamentally different to those who pay for their care. Upon reflection we feel a dedicated research centre with full-time practitioner-researchers would be one way of solving the perennial problem of recruitment, assuming grants are available for such a venture. This would be particularly appropriate for studying the relative effectiveness of the various therapeutic interventions used in manual therapy and would allow generalisability to standard chiropractic and osteopathic care. Comparison with other studies Previous randomised clinical trials have directly compared manipulation, mobilisation and the Activator instrument [96]; however, only one previous study has assessed the long-term effectiveness of manipulation versus mobilisation [10]. An evaluation of the effect of manual therapies on neck pain was investigated by Dziedzic et al [100], and they found no additional effect after six months when adding manipulation to exercise and advice. This is different to our study where we found a significant difference from baseline to 12 months within all groups. To our knowledge, this present study is the first randomised clinical trial to compare the long-term effectiveness of manipulation, mobilisation and the Activator instrument for subacute non-specific neck pain. Our results agree with the study of Hurwitz et al. in that manipulation and mobilisation basically give comparable clinical results. One difference in the studies is that the study by Hurwitz et al. had a 6-month follow up while we had a 12-month follow-up. Limitations As we had to end recruitment early, we conducted a power analysis post hoc. Based on the PGIC comparing the Activator instrument group and the manipulation group, the PS programme version 2.1.31 http://biostat.mc.vanderbilt.edu/ webcite was used to calculate power achieved. At a power of 0.80 and alpha of 0.05, 18 subjects per group were needed. The limited sample size we had gave us a power of 0.75. Therefore, the study was underpowered and subject to Type II error. Due to this limitation, the study has to be considered a pilot study. The pragmatic design of this study we feel helps in external validity. None of the eligible patients refused to participate, we had few drop-outs, we used manipulative techniques commonly used in chiropractic practice, and had the participants engage in exercises, gave them myofascial therapy and clinical advice allowing generalisability to most modern chiropractic practices. However, the study was underpowered making it difficult to be generalised. Further factors affecting generalisability were our stringent inclusion criteria and the fact all subjects were recruited through advertising in local newspapers. These volunteers also received care free of charge. It is possible that such volunteers, receiving care for free are not the same as patients who generally seek chiropractic or osteopathic care. Conclusion Our trial was stopped early due to an inability to recruit participants. However, our limited sample suggested a significant long-term improvement in subacute non-specific neck pain for all groups. Based on the comparable outcomes and low risk of adverse effects, chiropractors and osteopaths may obtain equally effective results by treating neck pain patients with manipulation, the Activator instrument, or mobilisation. However, the result must be treated with caution due to the small sample size and, this interesting finding needs to be confirmed in larger trials. Competing interests The authors declare they have no non-financial competing interests. A portion of the study was funded by the National Institute of Chiropractic Research, USA a subsidiary of Activator Methods. Authors' contributions HG conceived and designed the study, HG and PM acted as clinicians and project managers for the study. HG wrote the first draft of the manuscript, and both authors read and approved the final draft. Acknowledgements Grant support was received from the European Chiropractors' Union, The National Institute of Chiropractic Research, USA, and the Treatment a Month Club of the Anglo-European College of Chiropractic. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript. We also appreciate the support given by Professor Bolton as head of the AECC Research Department and to Dr Newell of the AECC Research Department for statistical analysis. We also thank the Anglo-European College of Chiropractic for their support in giving the clinicians as much time as possible to complete this study.
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